- Centralized advisor supervision and compliance review
- Standardized workflows to reduce manual processes
- Real-time dashboards for performance visibility
A trusted partner for your firm.
Managing growth and maintaining oversight across a distributed advisor network is complex. SmartOffice helps broker-dealer firms reduce manual processes by centralizing advisor visibility, communication management, and documentation tracking in one secure system.
With SmartOffice, your firm gains visibility into advisor activity and operational workflows, helping ensure consistent adherence to regulatory requirements.
Instead of chasing paper trails, you can manage documents electronically and monitor the use of broker-dealer-approved materials with greater efficiency.
Streamlined task tracking, advisor data visibility, and integrations with third-party systems allow your supervisory structure to operate more effectively— without adding administrative overhead. And with audit-friendly documentation and structured workflows, your firm is always prepared.
Whether you’re onboarding new advisors or enhancing operational oversight.
SmartOffice brings structure, clarity, and consistency to your firm's daily operations-so you can grow with confidence and stay aligned with evolving regulations.
Your tools.
Centralize advisor supervision, document management, and communication review. SmartOffice streamlines onboarding, standardizes workflows, and simplifies regulatory oversight—supporting scalable operations and audit readiness.
Integrations for broker-dealers.
Our most popular extensions for your firm.
Take the path that scales.
SmartOffice helps you spend less time worrying about compliance and more time nurturing advisor success and client relationships. Experience smarter compliance and confidently unlock your practice's true growth potential.